证券发行合同范本五篇.docx

证券发行合同范本五篇
文章一：证券发行合同范本
中文：
证券发行合同
甲方：（发行主体名称）
乙方：（承销主体名称）
根据《证券法》和其他有关法律、法规的规定，为了促进资本市场健康发展，双方经友好协商达成如下证券发行合同：
第一条 证券种类及数量
1. 甲方将发行（证券名称）数量为（发行数量）的证券，具体种类、期限、利率等详见附件一。
2. 乙方同意承销上述证券，按照本合同的约定向投资者发行。
第二条 发行价格及方式
1. 发行价格为（发行价格），发行方式采用（发行方式），在（发行地点）办理发行手续。
2. 发行价格的确定应当符合市场价格，并经有关监管机构批准。
第三条 承销责任
1. 乙方应当努力向投资者推介和推销甲方发行的证券，保证发行顺利进行。
2. 乙方应当按照法律法规的要求，对证券发行进行合规监督，确保发行工作合法、合规。
3. 如因乙方原因导致证券发行失败或受损，乙方应当承担相应的责任。
第四条 承诺与保证
1. 甲方保证其发行的证券有效、真实，不存在虚假记载、误导性陈述或重大遗漏。
2. 乙方保证其具备承销能力，将根据市场要求积极参与证券发行工作，并尽最大努力保障甲方的利益。
第五条 其他约定
1. 本合同自双方正式签署之日起生效，至证券发行完成之日终止。
2. 本合同的修改和补充应当经双方协商一致，并以书面形式作出。
3. 对本合同的履行及与本合同有关的争议，双方应当友好协商解决，协商不成的，任何一方均可向有管辖权的人民法院提起诉讼。
甲方（盖章）： 乙方（盖章）：
日期： 日期：
英文：
Securities Issuance Contract
Party A: (Issuer Name)
Party B: (Underwriter Name)
In accordance with the Securities Law and other relevant laws and regulations, in order to promote the healthy development of the capital market, the parties have reached the following securities issuance contract through friendly negotiation:
Article 1 Type and Quantity of Securities
1. Party A will issue (Name of Securities) in the quantity of (Issue Quantity) securities, with specific types, terms, interest rates, etc. as detailed in Appendix One.
2. Party B agrees to underwrite the above securities and issue them to investors in accordance with the provisions of this contract.
Article 2 Issue Price and Method
1. The issue price is (Issue Price), and the issuance method is (Issue Method), with issuance procedures to be conducted at (Issue Location).
2. The determination of the issue price shall comply with market prices and be approved by the relevant regulatory authorities.
Article 3 Underwriting Responsibility
1. Party B shall make efforts to promote and sell the securities issued by Party A to investors to ensure a smooth issuance process.
2. Party B shall supervise the issuance of securities in compliance with legal and regulatory requirements to ensure the issuance is lawful and compliant.
3. If the issuance of securities fails or suffers losses due to Party B's reasons, Party B shall bear corresponding responsibilities.
Article 4 Commitments and Warranties
1. Party A warrants that the securities it issues are valid and true, without false records, misleading statements, or material omissions.
2. Party B warrants that it has underwriting capabilities and will actively participate in the issuance work in accordance with market requirements, making every effort to safeguard Party A's interests.
Article 5 Other Agreements
1. This contract shall come into effect from the date of formal signature by both parties and shall terminate upon completion of the securities issuance.
2. Any modification or supplementation of this contract shall be agreed upon by both parties through consultation and made in writing.
3. In the performance of this contract and disputes related to it, the parties shall seek an amicable resolution through friendly consultation. If no agreement is reached, either party may bring a lawsuit to the competent People's Court.
Party A (Seal): Party B (Seal):
Date: Date:
Article Two: 证券发行合同
中文：
证券发行合同
甲方：（发行主体名称）
乙方：（承销主体名称）
鉴于甲方拟发行一定数量及类型的证券，为保证证券发行过程的规范、合法和顺利进行，甲、乙双方在平等自愿、平等协商的基础上，就本次证券发行达成如下协议：
第一条 证券发行基本内容
1. 甲方拟发行（证券名称），总数量为（发行数量）只，发行价格为每只（发行价格）元。
2. 证券的发行方式为（发行方式），发行期限为（发行期限），在（发行地点）开展路演和发行工作。
第二条 乙方承销及发行保证
1. 乙方同意承销上述证券，并按照市场需求积极参与发行活动，保证证券有效发行。
2. 乙方保证其在承销及发行证券的过程中，严格遵守法律法规，保证证券发行工作合法、合规。
第三条 募集资金运用
1. 甲方承诺依法使用募集到的资金，用于（资金用途），并确保及时提供有关募集资金运用情况的披露。
2. 乙方应当对甲方募集资金运用情况进行监督，并做好相关备案工作。
第四条 保密条款
1. 双方应当严格遵守保密协议，不得泄露对方的商业机密和其他重要信息。
2. 对于因违反保密协议而造成的损失，违约方应当承担相应责任。
第五条 争议解决
本合同的解释和争议如无法通过协商解决，应提交至（仲裁委员会/法院）裁决。
甲方（盖章）： 乙方（盖章）：
日期： 日期：
英文：
Securities Issuance Contract
Party A: (Issuer Name)
Party B: (Underwriter Name)
Whereas Party A intends to issue a certain quantity and type of securities, to ensure the standardization, legality, and smooth progress of the securities issuance process, on the basis of equality, voluntariness, and equal negotiation, Party A and Party B have reached the following agreement on this securities issuance:
Article 1 Basic Details of Securities Issuance
1. Party A intends to issue (Name of Securities), total quantity of (Issue Quantity) shares, with an issue price of (Issue Price) per share.
2. The issuance method of securities is (Issue Method), with an issue term of (Issue Term), and roadshows and issuance activities will be conducted at (Issue Location).
Article 2 Underwriting and Issuance Guarantee by Party B
1. Party B agrees to underwrite the above securities and actively participate in the issuance activities according to market demand to ensure the effective issuance of securities.
2. Party B guarantees strict compliance with laws and regulations during the underwriting and issuance of securities, ensuring the legality and compliance of the securities issuance work.
Article 3 Utilization of Raised Funds
1. Party A promises to use the raised funds in accordance with the law, for (Purpose of Funds), and ensure timely disclosure of the utilization of raised funds.
2. Party B shall supervise the utilization of raised funds by Party A and handle the relevant record-filing work.
Article 4 Confidentiality Clause
1. Both parties shall strictly abide by the confidentiality agreement, not to disclose each other's business secrets and other important information.
2. The breaching party shall be held responsible for any losses caused by violation of the confidentiality agreement.
Article 5 Dispute Resolution
In case of disagreement or disputes that cannot be resolved by negotiation, they shall be submitted to arbitration court for resolution.
Party A (Seal): Party B (Seal):
Date: Date:
文章三：证券发行合同范本
中文：
证券发行合同
甲方：（发行主体名称）
乙方：（承销主体名称）
为了规范和促进证券发行工作的有序进行，甲、乙双方根据《证券法》及相关法律法规规定，就下列事项达成如下协议：
第一条 证券发行基本情况
1. 甲方拟发行（证券名称），总数量为（发行数量）股，发行价格为每股（发行价格）元。
2. 证券发行方式为（发行方式），发行地点为（发行地点），发行期限为（发行期限）年。
第二条 乙方的承诺和保证
1. 乙方承诺按照市场变化的需要积极推介和发行甲方的证券，确保证券发行工作的顺利进行。
2. 乙方保证其在承销和发行证券的过程中，严格遵守相关法律法规，保证发行行为的合法性和合规性。
第三条 募资项目资金运用
1. 甲方将募集到的资金用于（资金用途），并做到公开透明、规范合法。
2. 乙方应当对甲方募集资金的运用情况进行监督或配合监督，维护甲方的权益。
第四条 保密条款
1. 双方承诺对涉及本协议的商业机密和其他重要信息进行保密，不得外泄。
2. 违反保密协议造成的损失由泄密方承担责任。
第五条 其他约定
1. 本合同自签署之日起生效，至证券发行完成之日终止。
2. 本合同双方可协商一致对其进行修改和补充，修改和补充内容需双方签署确认生效。
甲方（盖章）： 乙方（盖章）：
日期： 日期：
英文：
Securities Issuance Contract
Party A: (Issuer Name)
Party B: (Underwriter Name)
In order to regulate and promote the orderly conduct of securities issuance work, Party A and Party B, in accordance with the Securities Law and relevant laws and regulations, have reached the following agreement on the following matters:
Article 1 Basic Details of Securities Issuance
1. Party A intends to issue (Name of Securities), with a total quantity of (Issue Quantity) shares, at an issue price of (Issue Price) per share.
2. The method of securities issuance is (Issue Method), with the issue location at (Issue Location) and an issuance term of (Issue Term) years.
Article 2 Commitments and Guarantees by Party B
1. Party B promises to actively promote and issue Party A's securities in accordance with market changes to ensure the smooth progress of the securities issuance work.
2. Party B guarantees strict compliance with relevant laws and regulations during the underwriting and issuance of securities to ensure the legality and compliance of the issuance activities.
Article 3 Utilization of Raised Funds
1. Party A will use the raised funds for (Purpose of Funds) and ensure transparency, standardization, and legality.
2. Party B shall supervise or cooperate with the supervision of Party A's utilization of raised funds to safeguard Party A's interests.
Article 4 Confidentiality Clause
1. Both parties promise to keep confidential any business secrets and other important information related to this agreement, without disclosure.
2. Any losses caused by a breach of the confidentiality agreement shall be borne by the breaching party.
Article 5 Other Agreements
1. This contract shall come into effect from the date of signature and terminate upon completion of securities issuance.
2. Both parties may modify and supplement this contract upon mutual agreement, with modifications and supplements requiring the signatures of both parties to take effect.
Party A (Seal): Party B (Seal):
Date: Date:
文章四：证券发行合同范本
中文：
证券发行合同
甲方：（发行主体名称）
乙方：（承销主体名称）
鉴于甲方拟发行一定数量及类型的证券，经双方友好协商，达成如下协议：
第一条 证券发行基本条件
1. 甲方拟发行（证券名称），总数量为（发行数量）只，发行价格为每只（发行价格）元。
2. 证券发行方式为（发行方式），发行地点为（发行地点）。
第二条 乙方承诺和保证
1. 乙方同意承销上述证券，并保证按照市场需求积极开展证券发行工作，确保证券顺利发行。
2. 乙方保证其承销和发行证券的行为合法合规，严格依法履行承销义务。
第三条 募集资金使用
1. 甲方承诺募集到的资金用于（资金用途），并按照相关要求提供有关资金运用情况的披露。
2. 乙方应当对甲方的募集资金进行监督，并确保募集资金的合法使用。
第四条 保密条款
1. 双方应当保护对方的商业秘密和重要信息，严格保密，不得向第三方泄露。
2.